We are dedicated to helping individuals and small businesses achieve their financial goals.
We are dedicated to helping individuals and small businesses achieve their financial goals.
ABOUT
Tim Thompson got his start in financial services in 1986 and in 1990 expanded his business to include investments, so he could assist his clients with building wealth and saving for retirement. Tim provides Thompson Financial Group with leadership and strategic vision; Tim spends much of his time with advisors helping them with investment consulting, client servicing, and business development.
Janelle Thompson joined the business with Tim early in his career. They were excited about building a business together. Janelle is experienced in operations, compliance, and client servicing. She is committed to ensuring that Thompson Financial Group’s clients receive the highest level of service.
Tim and Janelle’s sons have also joined the family business. Their eldest son, Andy and his wife Sami along with their youngest son Taylor have headed the business expansion in Phoenix, Arizona.
Over the years, Tim and Janelle have developed core investment beliefs and client-servicing beliefs that are incorporated into the process that every advisor affiliated with Thompson Financial Group implements with their clients.
For additional information about an investment adviser representative, including licenses and state registrations, please visit www.BrokerCheck.com.
OBJECTIVE CONSULTATIVE APPROACH
At Thompson Financial Group, we believe that sound communication and education between you and your valued advisor fosters an environment for growth and success. It can also result in more proactive and thoughtful decisions. Thompson Financial Group brings insight and expertise to the implementation of financial strategies that seek to advance and protect a lifetime of investment assets.
Thompson Financial Group advisors support a diverse and varied clientele, from business owners and executives to retirees and individual investors. We embrace this diversity because it allows us to continually enhance our skills and depth of knowledge to meet the needs our clients present.
Our experiences and financial insights are shared with you to help you address critical questions about investing. In addition, we work with you to identify an investment plan and select investment strategies that can help you accumulate assets, preserve assets through risk management, and distribute retirement income.
THE 4D PROCESS
At Thompson Financial Group we use a holistic approach as we help our clients navigate their financial decisions. Our experiences, financial insights and process are shared with you to help you address critical questions about investing. To help you accomplish your goals we use the process we call the 4D Consulting Process. It is simply a way to communicate with our clients to find out their objectives so that we can create a plan to present to the client based on where they are now, where they want to be and their time horizon to reach their objective. We then present our plan to help them reach these goals. Once the client has approved our strategy, we then put the plan into action and consistently meet with the client to review our progress and make sure the client’s goals and circumstances are the same and our strategy is thus still appropriate. We call these steps Discovery, Design, Deploy and Due Diligence.
DELIVER QUALITY INVESTMENT SOLUTIONS
TO OUR CLIENTS
After gathering information through our consultative approach, our advisors will use innovative thinking, insightful guidance and practical advice, to deliver the individual account strategies you seek and the outstanding service you require. We have a range of options that help us serve your investment needs. Securities are offered by PFS Investments Inc., with investments products that include Mutual Funds, Variable Annuities, Small Business Retirement Plans, IRA’s, both traditional & Roth, and 529 Plans. Fee-based Managed Accounts are offered through Primerica Advisors.
Our mission is focused on getting to know and understand your needs, wants, and long-term goals. Our passion is to help you develop and implement an investment plan that’s designed to address your individual situation. Our energy, commitment, and efforts are focused on you, the client, and your satisfaction
Client servicing is critical to us. We are committed, as individuals and as a team, to being accessible to support you in your investment decisions and to work with you to implement changes as they become necessary.
OUR ADVISORS
PHOENIX ADVISORS
Andy Thompson, Phoenix
Regional Vice President
Series 6, 63, 26
Financial Advisor
Andy has a love for team camaraderie and the game of basketball. Andy found enjoyment in studying Mass Communications, while playing shooting guard for Minnesota State University Moorhead. After his basketball career ended, Andy joined Thompson Financial Group and opened an office in Fargo, ND. After enjoying success there, Andy decided to relocate to Wausau, WI. His focus was expanding TFG throughout Northern and Central Wisconsin. Andy and Sami married in 2013 and Sami joined Thompson Financial Group full time. Now, Andy and Sami have relocated to the Phoenix area and are expanding Thompson Financial Group. Andy focuses on a holistic, educational experience for all his clients and strives to be a positive force in his community, serving on several community organizations and chamber groups.
Sami Thompson, Phoenix
Series 6, 63
Financial Advisor
Sami came to Thompson Financial Group with a passion for her community and education. With numerous degrees in human services and social services, Sami has a heart and passion for serving others and her community. By joining Andy in Thompson Financial Group, it has allowed this couple to use a team approach in the way they service and help families, individuals, and businesses accomplish their financial hopes and dreams.
Taylor Thompson, Phoenix
Series 6, 63, 65
Financial Advisor
Before joining the family business, Taylor chose to follow his grandfather’s footsteps and serve his country through the United States Air Force. Taylor served 3 years of active duty including being deployed and stationed at bases across the country. During his time in the military, Taylor completed his Bachelors Degree in Entrepreneurship and earned his professional investment licenses. Taylor recently achieved his Masters of Science in Financial Planning.
Following his career in the military, Taylor joined his family in Phoenix in efforts to expand their financial services firm. Taylor’s training in the 35-year-old family business combined with his academic pedigree has contributed to his ability to serve clients. He is equipped to help his clients design and implement a financial plan focused on accomplishing their important lifecycle goals.
Dillon Kazemi, Phoenix
Series 6, 63, 65
Financial Advisor
Dillon met the Thompson family through a mutual connection in 2013. At the time, Dillon was attending college and was looking to learn more about finances. Dillon found his passion for serving clients and started working with the Thompson Financial Group full time. Dillon’s background in ministry helps him see his clients as a whole person. He values what each client is trying to accomplish in their personal and professional lives.
John Bradley, Phoenix
Series 6, 63
Financial Advisor
John loves his community and can often be found volunteering. He enjoys spending time with his friends and family and playing with his family of dogs! John has a passion for finance and helping others. He attributes his passion for finance originating from his experience in real estate which led him into the mortgage industry. John’s experiences in working with clients and developing an understanding of their short and long-term goals, provided him a seamless transition in joining the team at Thompson Financial Group. He is dedicated to customer service and works tirelessly to ensure his clients are informed about their financial picture. John is driven to help his clients create a plan to meet their financial goals and objectives.
WISCONSIN ADVISORS
Jack Knetter, Wisconsin
Series 6, 63, 65
Financial Advisor
Jack started working in the financial services industry in 2005 while he was still attending college at UW-Whitewater where he earned a degree in Finance with an emphasis in financial planning. Jack worked for various financial services companies before coming to Thompson Financial Group in 2013. Jack joined Thompson Financial Group because he wanted to make sure that he could get access to top-quality investment solutions for his clients. Jack is committed to delivering financial services to clients with the highest integrity; he wants his clients to value him as their trusted advisor.
Karen L. Dins, Wisconsin
Series 6, 63, 65
Financial Advisor
Karen was referred to the Thompsons by a family member in 2014. After a successful career in transportation services, Karen joined the Thompson Financial Group. She was intrigued with having the opportunity to teach others how to evaluate and implement a personal investment plan. Karen develops her client relationships through an educational process focused on helping empower clients to make sound financial decisions.
Marc White, Wisconsin
Series 6, 63, 65
Financial Advisor
Marc believes relationships are our greatest asset and lives by the motto, “People first, projects second.” Following his high school graduation in 2003, Marc traveled from his hometown in Allen Park, MI, to attend college in Watertown, WI, where he wrestled, earned a bachelor’s degree, and traveled to 49 out of 50 states recruiting students and increasing college enrollment. Traveling the country gave him a deeper appreciation for meeting and helping people, so In 2007, Marc was ordained and received his Master of Divinity in 2013. During this time, he led multiple churches in the Detroit area. In 2015 Marc packed up his family and moved up to the Northwoods to pastor a church and sell real estate. In 2018 Marc connected with Thompson Financial Group and began the process of more closely studying the financial industry. He has transferred the skills he acquired through congregational care and real estate and now leverages his mentality of “people first, solution-oriented client care” in the financial services industry. He is now positioned and equipped to serve clients in the Northwoods.
For additional information about an investment adviser representative, including licenses and state registrations, please visit www.BrokerCheck.com.
BEST IN CLASS INVESTMENT SOLUTIONS OFFERED THROUGH PFS INVESTMENTS INC.
Mutual Funds
- American Century Investments
- American Funds
- Fidelity Advisors
- Franklin Templeton Investments
- Invesco
- MFS
- Putnam Investments
Annuities
- AIG
- Brighthouse Financial
- Equitable
- Lincoln Financial
529 Plans
- American Funds
- Fidelity Investments
- Franklin Templeton Investments
- Scholar’s Choice
401(k) Plans
- Aspire
- Equitable
- American Funds
- CUNA Mutual
- Fidelity Advisors
- Voya
- July Services Managed Account 401k and Solok
- July Services Cash Balance Plans
Managed Accounts: Primerica Advisors Lifetime Investment Platform
Focused on Client’s Lifecycle Needs: The Primerica Advisors Lifetime Investment Platform is designed to enable advisors to assist their clients in achieving goals throughout the client’s investable lifecycle. Advisors can assist clients through the accumulation, preservation and income distribution phases of their lives.
Access to Professional Asset Managers: The platform provides access to professional asset managers who have well-established track records in asset allocation and security selection, including exchange traded funds, mutual funds and individual stocks and bonds. Each asset manager was selected based on their people, philosophy, process and performance.
LIFETIME INVESTMENT PLATFORM
EQUITY OFFERINGS AND ASSET ALLOCATION MODELS
| Asset Managers | Founded / AUM Location | Asset Allocation |
Investment Management Philosophy | Investment Vehicle |
Models Available |
 |
1957 / $29.9b (’19) Toronto, Canada |
Strategic | The AGF team’s objective is to capture leading growth companies in every investment cycle. Every stock the team holds is a buy each day, or it is sold. AGF uses an opportunistic bottom-up approach with the front-end quantitative screens to identify high-quality, growth companies that can successfully generate sustainable, above-average revenues, earnings and cash flow. | Stocks | Global Select U.S. Large Cap Growth Equity U.S. Small-Mid Cap Growth Equity |
 |
1980 / $7b Waukesha, WI |
Strategic | Dana Investments Advisors are a domestic manager focusing on bottom up fundamental and quantitative analysis and emphasizing relative valuation and downside. |
Stocks MF |
Catholic ESG Equity Social ESG Equity All Cap Equity ESG Asset Allocation Models |
 |
1947 / $1.4T San Mateo, CA |
Strategic | Franklin Templeton Investment Solutions delivers disciplined and systematic solutions that address clients’ complex investment challenges. ClearBridge Investments is committed to long-term results through active management. Their investment process provides clients with equity-focused strategies. |
Franklin Templeton Investment Solutions: ETF MF ClearBridge: Stocks |
Franklin Templeton Investment Solutions: Strategic Real Return ClearBridge: Multi Cap Growth, Divided Income |
 |
1995 / $5.4b Charlotte, NC |
Tactical | Horizon Investments is a global manager with focus on economic, fundamental and quantitative analysis. | ETF | Active Risk Assist Real Spend |
 |
1935 / $1.2T Atlanta, GA |
Strategic | Invesco focuses on long-term strategic asset allocation, diversification and risk adjustment. | ETF | Strategic Balanced Smart Beta US Equity Smart Beta Global Equity |
 |
1995 / $8b Philadelphia, PA |
Strategic | Lockwood is a global macromanager providing long-term strategic asset allocation and downside risk management. | ETF/MF | 100% Equity 80% / 60%/ 40%/ 20% Equity Models |
 |
1974 / $25b Columbus, OH |
Tactical | Meeder manages tactical strategies using a systematic, multi-disciplined and multi-factored approach to make data-driven allocation changes that focus on downside protection. | MF | 80% / 60% / 40% / 20% Equity Models |
 |
2001 / $11.1b Chicago, IL |
Strategic | Morningstar focuses on valuation-driven asset allocation with a contrarian mindset, independent investment selection and holistic portfolio. | MF | 100% / 80% / 40% / 20% Equity Models Retirement Income Models |
 |
1968 / $4.8b Los Angeles, CA |
Strategic | RNC Genter manages with a bottom-up, value driven process focusing on qualified dividends. They seek to reduce volatility and downside risk relative to benchmark. | Stocks | Dividend Income Equity |
 |
1996 / $14.6b Austin, TX |
Tactical | Sage is a global macromanager providing fundamental, relative evaluation and technical analysis. | ETF | ESG Global Equity 100% / 80% / 40% / 20% Equity Models Multi Asset Income |
- AGF
- Dana Investments
- Franklin Templeton
- Horizon Investments
- Invesco
- Lockwood
- Meeder
- Moriningstar
- RNC Genter
- SAGE
|
| Founded / AUM Location |
| 1957 / $29.9b (’19) Toronto, Canada |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| The AGF team’s objective is to capture leading growth companies in every investment cycle. Every stock the team holds is a buy each day, or it is sold. AGF uses an opportunistic bottom-up approach with the front-end quantitative screens to identify high-quality, growth companies that can successfully generate sustainable, above-average revenues, earnings and cash flow. |
| Investment Vehicle |
| Stocks |
| Models Available |
| Global Select U.S. Large Cap Growth Equity U.S. Small-Mid Cap Growth Equity |
|
| Founded / AUM Location |
| 1980 / $7b Waukesha, WI |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| Dana Investments Advisors are a domestic manager focusing on bottom up fundamental and quantitative analysis and emphasizing relative valuation and downside. |
| Investment Vehicle |
| Stocks, MF |
| Models Available |
| Catholic ESG Equity Social ESG Equity All Cap Equity ESG Asset Allocation Models |
|
| Founded / AUM Location |
| 1947 / $1.4T San Mateo, CA |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| Franklin Templeton Investment Solutions delivers disciplined and systematic solutions that address clients’ complex investment challenges. ClearBridge Investments is committed to long-term results through active management. Their investment process provides clients with equity-focused strategies. |
| Investment Vehicle |
| Franklin Templeton Investment Solutions: ETF MF ClearBridge: Stocks |
| Models Available |
| Franklin Templeton Investment Solutions: Strategic Real Return ClearBridge: Multi Cap Growth, Divided Income |
|
| Founded / AUM Location |
| 1995 / $5.4b Charlotte, NC |
| Asset Allocation |
| Tactical |
| Investment Management Philosophy |
| Horizon Investments is a global manager with focus on economic, fundamental and quantitative analysis. |
| Investment Vehicle |
| ETF |
| Models Available |
| Active Risk Assist Real Spend |
|
| Founded / AUM Location |
| 1935 / $1.2T Atlanta, GA |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| Invesco focuses on long-term strategic asset allocation, diversification and risk adjustment. |
| Investment Vehicle |
| ETF |
| Models Available |
| Strategic Balanced Smart Beta US Equity Smart Beta Global Equity |
|
| Founded / AUM Location |
| 1995 / $8b Philadelphia, PA |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| Lockwood is a global macromanager providing long-term strategic asset allocation and downside risk management. |
| Investment Vehicle |
| ETF/MF |
| Models Available |
| 100% Equity 80% / 60%/ 40%/ 20% Equity Models |
|
| Founded / AUM Location |
| 1974 / $25b Columbus, OH |
| Asset Allocation |
| Tactical |
| Investment Management Philosophy |
| Meeder manages tactical strategies using a systematic, multi-disciplined and multi-factored approach to make data-driven allocation changes that focus on downside protection. |
| Investment Vehicle |
| MF |
| Models Available |
| 80% / 60% / 40% / 20% Equity Models |
|
| Founded / AUM Location |
| 2001 / $11.1b Chicago, IL |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| Morningstar focuses on valuation-driven asset allocation with a contrarian mindset, independent investment selection and holistic portfolio. |
| Investment Vehicle |
| MF |
| Models Available |
| 100% / 80% / 40% / 20% Equity Models Retirement Income Models |
|
| Founded / AUM Location |
| 1968 / $4.8b Los Angeles, CA |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| RNC Genter manages with a bottom-up, value driven process focusing on qualified dividends. They seek to reduce volatility and downside risk relative to benchmark. |
| Investment Vehicle |
| Stocks |
| Models Available |
| Dividend Income Equity |
|
| Founded / AUM Location |
| 1996 / $14.6b Austin, TX |
| Asset Allocation |
| Tactical |
| Investment Management Philosophy |
| Sage is a global macromanager providing fundamental, relative evaluation and technical analysis. |
| Investment Vehicle |
| ETF |
| Models Available |
| ESG Global Equity 100% / 80% / 40% / 20% Equity Models Multi Asset Income |
TAXABLE FIXED INCOME OFFERINGS
| Asset Managers | Founded / AUM Location | Asset Allocation |
Investment Management Philosophy | Investment Vehicle |
Models Available |
|
1947 / $1.4T San Mateo, CA |
Strategic | Western Asset Management focuses on long-term fundamental value investing that employs a top-down, bottom-up approach. Each of its products are supported by robust risk management and intensive proprietary research. | Bonds | GSM7 |
|
1935 / $1.2T Atlanta, GA |
Strategic | This strategy seeks to deliver an attractive yield by offering access to a diversified set of fixed income classes through a strategic allocation to core yield exchange traded funds. Smart Beta ETFs are one type of investment exposure used to deliver factor exposure. | ETF | Smart Beta Income |
|
1968 / $4.8b Los Angeles, CA |
Strategic | RNC Genter’s TQI strategy is focused on providing high quality government and corporate bonds. RNC uses a set of criteria for maturity and credit parameters to identify bonds worthy of investment. Instead of forecasting interest rate changes, RNC’s team selects individually strong credits with an advantageous balance of risk and reward. | Bonds | Taxable Quality Intermediate |
|
1996 / $14.6b Austin, TX |
Tactical | Sage’s fixed income solutions include both taxable and tax-exempt strategies that serve clients’ needs across the maturity spectrum. Sage also builds custom fixed income strategies designed to help our liability-focused clients efficiently accomplish their unique goals and objectives. | ETF | ESG Core Plus Fixed Income Core Plus Fixed Multi Asset Income |
|
| Founded / AUM Location |
| 1947 / $1.4T San Mateo, CA |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| Western Asset Management focuses on long-term fundamental value investing that employs a top-down, bottom-up approach. Each of its products are supported by robust risk management and intensive proprietary research. |
| Investment Vehicle |
| Bonds |
| Models Available |
| GSM7 |
|
| Founded / AUM Location |
| 1935 / $1.2T Atlanta, GA |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| This strategy seeks to deliver an attractive yield by offering access to a diversified set of fixed income classes through a strategic allocation to core yield exchange traded funds. Smart Beta ETFs are one type of investment exposure used to deliver factor exposure. |
| Investment Vehicle |
| ETF |
| Models Available |
| Smart Beta Income |
|
| Founded / AUM Location |
| 1968 / $4.8b Los Angeles, CA |
| Asset Allocation |
| Strategic |
| Investment Management Philosophy |
| RNC Genter’s TQI strategy is focused on providing high quality government and corporate bonds. RNC uses a set of criteria for maturity and credit parameters to identify bonds worthy of investment. Instead of forecasting interest rate changes, RNC’s team selects individually strong credits with an advantageous balance of risk and reward. |
| Investment Vehicle |
| Bonds |
| Models Available |
| Taxable Quality Intermediate |
|
| Founded / AUM Location |
| 1996 / $14.6b Austin, TX |
| Asset Allocation |
| Tactical |
| Investment Management Philosophy |
| Sage’s fixed income solutions include both taxable and tax-exempt strategies that serve clients’ needs across the maturity spectrum. Sage also builds custom fixed income strategies designed to help our liability-focused clients efficiently accomplish their unique goals and objectives. |
| Investment Vehicle |
| ETF |
| Models Available |
| ESG Core Plus Fixed Income Core Plus Fixed Multi Asset Income |
TAX MANAGED OFFERINGS
The below descriptions are the types of Tax-Managed Offerings Available. These offerings are available for Non-Qualified Account Registrations.
| Tax-Exempt | These strategies are focused on generating tax-exempt income through direct ownership of municipal bonds, or through ownership of Exchanged Traded Funds that hold municipal bonds. |
| Tax Aware | These strategies invest in mutual funds that seek to reduce capital gains tax exposure by limiting turnover of equity securities and reduce income taxes through municipal bond holdings. |
| Tax Loss Harvesting | Managers will actively monitor gains and losses associated with individual stocks and will harvest losses (sell) to offset gains and limit capital gains taxes. |
| Asset Managers | Founded / AUM Location | Asset Allocation |
Investment Management Philosophy | Investment Vehicle |
Models Available |
|
1980 / $7b Waukesha, WI |
Tax Exempt / Strategic | This strategy seeks to deliver attractive tax-free income with a focus on managing both quality and duration risk. The team believes a well-diversified portfolio should contain high quality, tax-efficient, fixed income investments. This Municipal Bond ETF strategy is designed to deliver attractive after-tax yield while limiting portfolio volatility. | ETF | Tax Exempt Municipal Bond ETF |
|
1947 / $1.4T San Mateo, CA |
Tax Exempt / Strategic | Western Asset Management focuses on long-term fundamental value investing that employs a top-down, bottom-up approach. Each of its products are supported by robust risk management and intensive proprietary research. | Bonds | Municipal Bond Ladders (CA and NY Specific Ladders Available) |
|
1995 / $8b Philadelphia, PA |
Tax Aware / Strategic | Each portfolio is constructed according to the macroeconomic outlook of Lockwood. This strategy seeks to generate risk-adjusted returns over a full market cycle. In order to achieve this, the strategy invests in diversified assets (via mutual funds and/or ETFs). | ETF/MF | Tax Aware Asset Allocation Models |
|
1974 / $25b Columbus, OH |
Tax Loss Harvesting | Meeder Tax Managed Strategy is a customized managed account for each client’s personal goals with a focus on risk management, investment selection, and tax efficiency. | MF | Tax Managed Asset Allocation Models |
|
2001 / $11.1b Chicago, IL |
Tax Aware / Strategic | Morningstar focuses on valuation-driven asset allocation with a contrarian mindset, independent investment selection and holistic portfolio. | MF | Tax Sensitive Asset Allocation Models |
|
1968 / $4.8b Los Angeles, CA |
Tax Exempt / Strategic | RNC Genter’s Muni Bond Ladder is focused on providing high quality municipal bonds. RNC uses a set of criteria for maturity and credit parameters to identify bonds worthy of investment. Instead of forecasting interest rate changes, RNC’s team selects individually strong credits with an advantageous balance of risk and reward. | Bonds | Municipal Bond Ladders (CA and NY Specific Ladders Available) |
|
1996 / $14.6b Austin, TX |
Tax Aware / Tactical | Sage’s fixed income solutions include both taxable and tax-exempt strategies that serve clients’ needs across the maturity spectrum. Sage also builds custom fixed income strategies designed to help our clients efficiently accomplish their unique goals and objectives. | ETF | Tax Aware Multi Asset Income |
|
| Founded / AUM Location |
| 1980 / $7b Waukesha, WI |
| Asset Allocation |
| Tax Exempt / Strategic |
| Investment Management Philosophy |
| This strategy seeks to deliver attractive tax-free income with a focus on managing both quality and duration risk. The team believes a well-diversified portfolio should contain high quality, tax-efficient, fixed income investments. This Municipal Bond ETF strategy is designed to deliver attractive after-tax yield while limiting portfolio volatility. |
| Investment Vehicle |
| ETF |
| Models Available |
| Tax Exempt Municipal Bond ETF |
|
| Founded / AUM Location |
| 1947 / $1.4T San Mateo, CA |
| Asset Allocation |
| Tax Exempt / Strategic |
| Investment Management Philosophy |
| Western Asset Management focuses on long-term fundamental value investing that employs a top-down, bottom-up approach. Each of its products are supported by robust risk management and intensive proprietary research. |
| Investment Vehicle |
| Bonds |
| Models Available |
| Municipal Bond Ladders (CA and NY Specific Ladders Available) |
|
| Founded / AUM Location |
| 1995 / $8b Philadelphia, PA |
| Asset Allocation |
| Tax Aware / Strategic |
| Investment Management Philosophy |
| Each portfolio is constructed according to the macroeconomic outlook of Lockwood. This strategy seeks to generate risk-adjusted returns over a full market cycle. In order to achieve this, the strategy invests in diversified assets (via mutual funds and/or ETFs). |
| Investment Vehicle |
| MF / ETF |
| Models Available |
| Tax Aware Asset Allocation Models |
|
| Founded / AUM Location |
| 1974 / $25b Columbus, OH |
| Asset Allocation |
| Tax Loss Harvesting |
| Investment Management Philosophy |
| Meeder Tax Managed Strategy is a customized managed account for each client’s personal goals with a focus on risk management, investment selection, and tax efficiency. |
| Investment Vehicle |
| Stocks / Bonds |
| Models Available |
| Tax Managed Asset Allocation Models |
|
| Founded / AUM Location |
| 2001 / $11.1b Chicago, IL |
| Asset Allocation |
| Tax Aware / Strategic |
| Investment Management Philosophy |
| This portfolio seeks long-term capital appreciation through investments in domestic and foreign equities, and allocations to intermediate and corporate bonds. The portfolio will experience some level of volatility, but its fixed-income positions should provide it with a cushion in tough stock-market environments. This portfolio is designed for clients with at least a 10-15 year time horizon. |
| Investment Vehicle |
| MF |
| Models Available |
| Tax Sensitive Asset Allocation Models |
|
| Founded / AUM Location |
| 1968 / $4.8b Los Angeles, CA |
| Asset Allocation |
| Tax Exempt / Strategic |
| Investment Management Philosophy |
| RNC Genter’s Muni Bond Ladder is focused on providing high quality municipal bonds. RNC uses a set of criteria for maturity and credit parameters to identify bonds worthy of investment. Instead of forecasting interest rate changes, RNC’s team selects individually strong credits with an advantageous balance of risk and reward. |
| Investment Vehicle |
| Bonds |
| Models Available |
| Municipal Bond Ladders (CA and NY Specific Ladders Available) |
|
| Founded / AUM Location |
| 1996 / $14.6b Austin, TX |
| Asset Allocation |
| Tax Aware / Tactical |
| Investment Management Philosophy |
| Sage’s fixed income solutions include both taxable and tax-exempt strategies that serve clients’ needs across the maturity spectrum. Sage also builds custom fixed income strategies designed to help our clients efficiently accomplish their unique goals and objectives. |
| Investment Vehicle |
| ETF |
| Models Available |
| Tax Aware Multi Asset Income |
ARIZONA OFFICE
1094 S Gilbert Rd, Ste. 201
Gilbert, AZ 85296
Office Phone: 623-500-2425
Phoenix Contacts
Andy Thompson: 715-432-5751
Sami Thompson: 715-432-5679
Taylor Thompson: 715-432-5523
Dillon Kazemi: 715 571-4131
John Bradley: 877-647-8512
WISCONSIN OFFICE
1488 Merrill Ave
Wausau, WI 54401
Office Phone: 715-843-5518
Wisconsin Contacts
Tim Thompson: 715-432-0471
Janelle Thompson: 715-432-6243
Karen Dins: 715-470-3263
Jack Knetter: 715-321-2300
Mark White: 877-647-8512
The individuals identified as Thompson Financial are affiliated with Primerica, and offer products and services through Primerica subsidiaries, including Primerica Life Insurance Company and PFS Investments Inc
A Primerica representative’s ability to offer products and services is based on the licenses held by the individual, and the states in which the individual is registered. Not all representatives are authorized to sell all products and services. For additional information about a representative, including licenses and state registrations, please visit www.BrokerCheck.com.
PFS Investments Inc. (PFSI) offers both brokerage and advisory accounts. Representatives do not have investment discretion over any client account or assets. For additional information about the products and services available in brokerage and advisory accounts, including fees, expenses and the compensation received by PFSI and your representative, please review a copy of our Form CRS, Form ADV brochure and our informational brochure, Investing with Primerica, available from your representative and online at www.primerica.com/pfsidisclosures.
Securities offered by PFS Investments Inc. (PFSI), 1 Primerica Parkway, Duluth, Georgia 30099-0001, a broker-dealer and investment adviser registered with the Securities & Exchange Commission (SEC), a member of the Financial Regulatory Authority (FINRA) [www.finra.org] and a member of the Securities Investors Protection Corporation (SIPC) [www.sipc.com]. PFSI’s advisory business is conducted under the name Primerica Advisors. Fixed indexed annuities are offered by Primerica Financial Services, LLC (PFS). PFSI, PFS and Primerica Inc. are affiliated companies.
The Lifetime Investment Platform is an advisory program sponsored by Primerica Advisors. For additional information about Primerica Advisors, please ask your representative for a copy of the Lifetime Investment Platform Form ADV brochure.
Mutual funds, annuities, 529 plans, 401(k) plans and asset managers referenced above are made available through contractual relationships between PFSI and the product providers.
Investors should carefully consider the investment objectives, risks, charges, fees and expenses of any mutual fund before investing. This and other important information can be found in the fund’s prospectus and, if available, the summary prospectus. Please read the prospectus and, if available, the summary prospectus carefully before investing. Prospectuses are available from your Primerica representative.
Primerica representatives are not financial or estate planners, or tax advisors. For related advice, individuals should consult an appropriately licensed professional.
This material is for informational purposes only and should not be considered investment advice or a recommendation to buy, sell or hold a security.
Investing entails risk including loss of principal. Past performance is no guarantee of future results.
© 2021 Primerica
ARIZONA OFFICE
1094 S Gilbert Rd, Ste. 201
Gilbert, AZ 85296
WISCONSIN OFFICE
1488 Merrill Ave
Wausau, WI 54401
Important Disclosures
